Boca Raton & Delray Beach Area Investment Fraud Attorneys
Serving the West Palm Beach Area and Nationwide
Our investment fraud law firm has represented numerous investors and Wall Street employees nationwide and recovered millions of dollars from Wall Street brokerage firms on their behalf.
Attorneys at Scarlett & Gucciardo have over thirty-five (35) years of combined experience handling arbitration proceedings for victims of stockbroker and brokerage firm misconduct and unlawful brokerage firm employment practices. We aggressively represent our clients seeking recovery of money lost through improper investments or money damages for inappropriate employer conduct.
STOCK BROKER AND BROKERAGE FIRM MISCONDUCT
Stockbrokers, brokerage firms and other Wall Street representatives are required to act in the clients’ best interests at all times. Unfortunately, these financial industry representatives often act in their own interest and disregard what’s best for the client. Examples of most frequently seen stockbroker and brokerage firm misconduct include trading accounts without clients’ authorizations (unauthorized trading), making investment recommendations inconsistent with clients’ investment objectives (unsuitability), unauthorized and/or excessive use of margin. See our section AM I A VICTIM? for more detailed information about stockbroker and brokerage firm misconduct.
EMPLOYMENT MISCONDUCT BY BROKERAGE FIRMS
Wall Street brokerage firms and their employees often engage in serious employment misconduct against their own employees including sexual harassment, wrongful termination, retaliation, filing of false disclosures, defamation and withholding of commissions. The attorneys at Scarlett & Gucciardo vigorously prosecute all such claims on behalf of Wall Street employees.
If you are a client or an employee of a Wall Street brokerage firm who is a victim of any of the investment or employment misconduct described above, please contact Scarlett & Gucciardo, P.A. online or toll-free at (866) 279-1410 to arrange a free consultation with one of our lawyers.
